Stakeholder Positions Relative to the Aquaculture Industry of the United States

 
An Interactive Qualifying Project Report
Submitted to the Faculty of
WORCESTER POLYTECHNIC INSTITUTE
In Partial Fulfillment of the Requirements for the
Degree of Bachelor of Science
 
 
 
Project CenterWashington, D.C.
Term:  B03
 
 
Sponsoring Agency:  National Oceanic and Atmospheric Administration
 
Project Advisors:  Professors Biederman and Weaver
 
On-Site Liaison:  Dr. James McVey
By
 
__________________________________
Jeffrey Budis
 
__________________________________
Vanessa Doto
 
__________________________________
Janet Moonan
 
 
December 17, 2003
1.      aquaculture
2.      fish farming
3.      risks and benefits

Acknowledgements

We would like to thank the following people for their contribution to the development and completion of our project:
Our Advisors:
            Professor Ronald Biederman
            Professor Elise Weaver
All of the Sea Grant Staff, particularly:
            Dr. James McVey
            Jonathan Eigen
            Jamie Krauk
            Mary Robinson

            Dr. Ron Baird

WPI Professors (for their initial help and direction):

            Jeffrey Tyler, Biology Department
            Jeanine Plummer, CEE Department

Authorship Page

Executive Summary: Vanessa Doto
1.   Introduction: Janet Moonan
2.  Background:  The entire team
3.  Environmental Hazards:  Janet Moonan
4.  The Potential of Aquaculture: Jeffrey Budis
5.  The Current Aquaculture Debate: The entire team
6.  Methods:  The entire team
7.  Results:  Vanessa Doto
8.  Analysis:  The entire team
9.  Conclusions: The entire team
10.  Recommendations:  The entire team
11.  Appendices:
            A. NOAA:  Janet Moonan
            E:  BMPs:  Vanessa Doto
            F:  Analysis Criteria:  Jeffrey Budis
Remaining appendices written by the entire team.
 

Abstract

This project was developed to provide the National Oceanic and Atmospheric Administration with an independent assessment of the stakeholder positions on U.S. aquaculture.  It was found that most non-government organizations are in favor of environmentally and economically sustainable aquaculture.  Stakeholders ideally want a third party to oversee all U.S. aquaculture operations.  Appropriate science, guidelines, and management will allow aquaculture to alleviate pressures on wild fish stocks, create a year-round seafood supply, and be economically beneficial to the U.S.

 

Executive Summary

 
The United States seafood industry has reached a pivotal point in its history.  The growing human population is demanding a large supply of seafood, but the source of wild stocks is declining.  Consumers demand seafood; aquaculture may be the only way to meet demands. 

Aquaculture production has been growing in the United States over the past 50 years, and has recently reached its highest levels of production.  However, the increasing aquaculture production and the decreasing natural supply still can not provide a large enough source for consumers.  The United States imports over $10 billion dollars of seafood annually, far more seafood that it exports.  There is an ever-growing seafood trade deficit, currently reaching about $7-8 billion dollars

United States aquaculture industry is growing so slowly due to controversy over certain issues.  Many stakeholders, specifically non-government organizations, government agencies, and industry groups, are concerned with harmful environmental impacts and the inadequacy of proper science, guidelines, and management.  Aquaculture production can only progress after a resolution of these conflicts.

The goal of this project was to provide the National Oceanic and Atmospheric Administration (NOAA) with an independent assessment of the positions of the various stakeholders related to U.S. aquaculture and then explain what these positions mean to the developing industry in the United States.

In order to meet this objective, we conducted archival research and interviews.  We found that most of the groups we interviewed are in favor of aquaculture in the United States, as long as it is done in an environmentally sustainable manner.  All groups interviewed believe that current policy and regulation (related to aquaculture) are not sufficient to protect environmental quality.  To become a more profitable industry, environmental issues need to be addressed through laws and regulations that are uniform throughout the United States.

Along with laws and regulations, best management practices should be more uniformly implemented within aquaculture practices.  These best management practices should be developed by a combination of industry spokespeople (both from conventional fishing and aquaculture practices) and NGOs.

We also found that most groups agree that aquaculture is a possible way to alleviate pressures on wild stocks, but until the science proves this point, it should not be the main reason for aquaculture to occur.

Resolution of these issues requires some compromises and changes on behalf of all stakeholders.  This project recommends that NOAA holds a series of focus groups, in order to better understand various industry and NGO viewpoints.  One government agency should take the lead in aquaculture law proposal, and NOAA would be the obvious choice to do this.  One unified NGO should be formed to work with the government law-making agency.  This NGO would incorporate all views from the many NGOs involved with U.S. aquaculture.  Since the public drives supply and demand, they should be better informed about the risks and benefits of aquaculture practices.

Aquaculture has a tremendous potential in the United States.  Proposal of appropriate policies, along with correct science and proper management, will allow this economically important industry to progress in a beneficial and an environmentally sustainable manner.

Table of Contents

Acknowledgements........................................................................................................................................ 2
Authorship Page............................................................................................................................................. 3
Abstract......................................................................................................................................................... 4
1. Introduction...............................................................................................................................................10
2. Background...............................................................................................................................................13
2.1 Introduction............................................................................................................................................. 13
2.2 The United States.....................................................................................................................................13
2.2.1 The Seafood Industry............................................................................................................................13
2.2.2 The Aquaculture Industry...................................................................................................................... 14
3. Risks of Aquaculture.................................................................................................................................. 16
3.1 Biological Pollution and Non-Indigenous Species...................................................................................... 16
3.2 Fishmeal...................................................................................................................................................17
3.3 Diseases and Parasites..............................................................................................................................17
3.4 Eutrophication.......................................................................................................................................... 18
3.4.1 Nutrient Pollution................................................................................................................................... 18
3.4.2 Antibiotics............................................................................................................................................. 18
3.5 Chemical Pollution.................................................................................................................................... 18
3.6 Habitat Modification................................................................................................................................. 19
4. Aquaculture’s Potential............................................................................................................................... 20
4.1 Food Production...................................................................................................................................... 20
4.2 Economic Benefits.................................................................................................................................... 21
4.3 Enhancement Benefits............................................................................................................................... 22
5. Principles of the Current Aquaculture Debate.............................................................................................. 23
6. Methods.................................................................................................................................................... 25
6.1 Project Objectives....................................................................................................................................25
6.2 Archival Research.................................................................................................................................... 25
6.3 Interviewing..............................................................................................................................................25
6.3.1 The Interview Process...........................................................................................................................26
7. Results.......................................................................................................................................................27
7.1 Introduction..............................................................................................................................................27
7.2 Summary of Groups Interviewed.............................................................................................................. 28
7.3 Non Government Agencies.......................................................................................................................29
7.3.1 American Fisheries Society....................................................................................................................29
7.3.2 Conservation International................................................................................................................... .30
7.3.3 Environmental Defense..........................................................................................................................31
7.3.4 The International Association of Fish and Wildlife Agencies................................................................... 32
7.3.5 Monterey Bay Aquarium.......................................................................................................................33
7.3.6 National Fisheries Institute................................................................................................................... .34
7.3.7 Pacific Coast Shellfish Growers Association...................................................................................... ...35
7.3.8 SeaWeb...............................................................................................................................................36
7.3.9 World Wildlife Fund for Nature.............................................................................................................37
7.3.10 Blue Ocean Institute............................................................................................................................38
7.3.11 Louisiana State University Research Station.........................................................................................39
7.4 Government Agencies..............................................................................................................................40
7.4.1 Environmental protection Agency.......................................................................................................... 40
7.4.2 National Marine Fisheries Service......................................................................................................... 41
7.4.3 National Ocean Service.........................................................................................................................41
7.4.4 United States Department of Agriculture (CSREES)............................................................................. 42
7.4.5 NOAA Sea Grant College Program..................................................................................................... 42
8. Analysis.................................................................................................................................................... 44
8.1 Introduction............................................................................................................................................ 44
8.2 Chart of Risks and Benefits by Group...................................................................................................... 44
8.3 Analysis by Interview Question................................................................................................................ 44
Questions #1, 2, 3:  General Information........................................................................................................ 44
Question #4:  Risks and Benefits.................................................................................................................... 45
Question #5:  Importance of Domestic and Foreign Aquaculture..................................................................... 49
Question #6:  Policy and Regulation............................................................................................................... 50
Question # 7:  Wild Stock Enhancement........................................................................................................ 51
Question # 9:  Best Management Practices.................................................................................................... 52
Question #10:  Attitude Scale........................................................................................................................ 54
Questions #11, #12:  Final Information.......................................................................................................... 55
9. Conclusions...............................................................................................................................................56
10. Recommendations....................................................................................................................................58
10.1 NOAA as a Key Player.........................................................................................................................58
10.2 Improvement of Public Awareness of Aquaculture................................................................................. 59
10.3 More unified policies overseen by a single, lead federal agency............................................................... 60
10.4 Third party agency to oversee all NGO input......................................................................................... 60
10.5 Future Interactive Qualifying Projects.................................................................................................... 61
References.................................................................................................................................................... 62
11.  Appendices............................................................................................................................................ 69
Appendix A: National Oceanic and Atmospheric Administration..................................................................... 69
Appendix B:  Aquaculture Cage Systems....................................................................................................... 71
Appendix C: Non-government Questions....................................................................................................... 74
Appendix D: Government Questions.............................................................................................................. 75
Appendix E: Best Management Practices....................................................................................................... 76
Appendix F:  Analysis Criteria....................................................................................................................... 77
Appendix G: American Fisheries Society .....(not included online)................................................................... 78
Appendix H: Blue Oceans Institute.........(not included online)......................................................................... 80
Appendix I: Conservation International....(not included online)........................................................................ 82
Appendix J: Environmental Defense.........(not included online)........................................................................ 84
Appendix K: Environmental Protection Agency.........(not included online)...................................................... 87
Appendix L: International Association of Fish and Wildlife Agencies....(not included online).............................89
Appendix M: Louisiana State University....(not included online)...................................................................... 91
Appendix N: Monterey Bay Aquarium Seafood Watch Program......(not included online)............................... 93
Appendix O: National Fisheries Institute.....(not included online).............................................................. ...... 96
Appendix P: National Marine Fisheries Service.....(not included online).......................................................... 98
Appendix Q: National Ocean Service.....(not included online)........................................................................100
Appendix R: Pacific Coast Shellfish Growers Association....(not included online)...........................................102
Appendix S: Sea Grant......(not included online)............................................................................................104
Appendix T: SeaWeb.......(not included online).............................................................................................106
Appendix U: United States Department of Agriculture......(not included online)..............................................108
Appendix V: World Wide Fund for Nature.....(not included online)...............................................................110


1. Introduction

The global seafood industry is at a pivotal point in history.  As the human population grows, the demand for seafood increases.  However, the supply of wild fish from the ocean is constantly decreasing, leaving the world in search of new seafood provisions.  In the year 2000, the Food and Agricultural Organization of the United Nations (FAO) reported that 75% of the world's major marine fisheries are either overexploited or fully exploited and cannot be expected to yield any higher productions.  In the three years since this FAO report, wild fish numbers have further decreased. Aquaculture is one means to alleviate this problem.

The 1980 National Aquaculture Act defines aquaculture as “the propagation and rearing of aquatic species in controlled or selected environments, including, but not limited to, ocean ranching.”  Aquaculture is subdivided by its location (i.e., onshore or offshore), the type of water (i.e., saltwater, brackish water, or freshwater), and the seafood products produced (i.e., finfish, crustacean, aquatic plants, etc.).  There are many combinations of these categories, and each presents various risks and different benefits.  Please see Appendix B for more information on aquaculture systems.   
Many countries have experimented with aquaculture and some have successfully produced the food necessary for a growing world population.  For instance, China currently produces about 60% of the aquaculture products sold globally.  But foreign countries do not necessarily have environmental regulations that are as safe as those in the United States

The United States began aquaculture practices very recently in history compared to other countries.  The U.S. began farming catfish in the 1950s (Murky Waters, 1997) and has only recently begun to take a substantial role in this important industry.  The U.S. is currently the world’s sixth largest producer of seafood from aquaculture methods, but Americans consume very little of the amount of aquaculture they produce.

The reasons why the aquaculture industry in the U.S. is growing so slowly are complex.  Controversy over certain environmental issues as well as the inadequacy of laws and regulations to control this industry have caused part of the delay.  The federal and state governments in the have placed strict codes and regulations on all industries that may be hazardous to the environment, like aquaculture, thus making it difficult for new aquaculture operations to be developed.  Currently some government agencies, like NOAA, are attempting to pass new laws or policies that will promote future aquaculture practices that are environmentally sound, but as of December, 2003, there are no new rules in place.  Non-government organizations (NGOs), government agencies, and industry spokespeople are engaged in a vigorous debate over these upcoming policies.

The United States is very concerned about the environmental impacts that the aquaculture industry creates.  There are a wide range of impacts such as habitat destruction and pollution.  Aquaculture operations face heavy scrutiny from environmental agencies because some types produce large amounts of waste and discharge effluents into surrounding waters.  The chemicals, hormones, and antibiotics that many aquaculture facilities use can be harmful to humans and wild stocks and therefore close regulation by the Department of Agriculture (USDA), the Environmental Protection Agency (EPA), and the Food and Drug Administration (FDA) are important to future growth.

Along with these risks, there are substantial benefits to the development of an aquaculture industry in the U.S. If the United States becomes more involved in the rapidly growing field of aquaculture, it will be able to provide employment opportunities in coastal regions where traditional fishery jobs are in decline.  It will also provide a year-round seafood supply.  Aquaculture systems can contribute to the development of marine biotechnology, which in turn has the potential to play a role in a number of medical and scientific advances.  The many benefits that aquaculture operations can provide are of great economic importance to the United States.

At this time the future of aquaculture in the U.S. is unclear.  The potential for successful growth depends on whether a number of problems and constraints can be addressed.  Advances in science and technology alone cannot ensure a brighter future for this evolving industry.  It is dependent upon politics and regulations at the state and federal level that realistically address environmental issues. 


2. Background

2.1 Introduction

  Aquaculture is one of the fastest growing food production areas in the world, but is plagued by controversy over its environmental and sociological effects.  The history of the aquaculture industry and its current status in the United States and abroad in economic, environmental, and political terms is vital to understanding the future of this important global industry. 
 

2.2 The United States

2.2.1 The Seafood Industry

The United States is currently the fifth-largest fishing nation in the world (LeBlanc, 2003).  The National Marine Fisheries Service (NMFS) reported that the U.S. is both the third-largest importer and exporter of seafood, with imports reaching about $9.9 billion and exports reaching about $3.2 billion in 2001 (LeBlanc, 2003).  Foreign imports currently supply seventy percent of the
U.S. seafood industry (Watkins, 2002).  The U.S. seafood trade deficit has grown from a level of $3.6 billion in 1996 to the current deficit level of $7-8 billion – practically double in eight years (www.noaanews.noaa.gov, 2003).  At this rate, if no action is taken, the seafood trade deficit will jump to the range of $20 billion dollars by the year 2025. 

2.2.2 The Aquaculture Industry

 
This large seafood trade deficit accumulated over many years due to the slow rate at which U.S. aquaculture production grew.  Aquaculture practices began in the United States around the 1880s when oyster farming was successfully accomplished, but it was not until the 1950s that aquaculture became a major U.S. ndustry with the advent of catfish farming.

According to Dr. Rebecca Goldburg, “U.S. aquaculture production has increased by roughly 5 to 10 percent each year over the past decade and is projected to keep growing rapidly in the coming years” (Something Fishy, 2000).  While aquaculture is currently the fastest growing segment of

U.S. agriculture (Murky Waters, 1997), the United States finds itself far behind other countries in terms of production.  Aquaculture is growing at a rate of ten percent annually in other countries, while growth of this industry in the U.S. is only about one percent per year.

The U.S. lag is not due to the lack of technology or funding, but rather a fragmented system of policies adopted by several state and federal agencies, with no single federal agency having primary control.  The National Aquaculture Act of 1980 established the Joint Subcommittee on Aquaculture (JSA) to set aquaculture policy.  However, because the JSA is comprised of a dozen federal agencies, no single group has lead control over aquaculture in the U.S.

The numerous regulatory conflicts between the agencies serving on the JSA have created a disjointed regulatory framework that has not encouraged growth in this industry.  NOAA, one of the agencies involved with the JSA, is working with Congress to draft a new aquaculture law that will enable the expansion of offshore aquaculture, specifically in the Exclusive Economic Zone (EEZ), the ocean area that is generally three to 200 miles offshore the United States.

In addition to the regulatory conflicts created by the JSA model, the aquaculture industry has been slow in its U.S. development because of environmental issues.  Many environmental action groups would like to see some regulations put forward to ensure that if aquaculture expands in theU.S., it would prove to be a sustainable and environmentally friendly industry.  These organizations target big issues such as fishmeal and fish oil, nutrient pollution, and genetic modification.  They realize that “aquaculture need not be a polluting industry” (Murky Waters, 1997), but cannot reach an agreeable solution.


3. Risks of Aquaculture

There are a variety of risks associated with aquaculture.  “The main environmental effects of aquaculture can be divided into five categories: biological pollution, fish for fish feeds, organic pollution and eutrophication, chemical pollution, and habitat modification” (Goldburg, Elliot, Naylor, 2001).  Risks tend to be specific to particular types of aquaculture operations, but some generalizations can be made.
           

3.1 Biological Pollution and Non-Indigenous Species

A serious environmental effect of aquaculture is biological pollution and the introduction of non-indigenous species.  The farmed stock itself can be considered a form of pollution, because aquaculture facilities accidentally or deliberately release farmed fish into the wild.  The non-indigenous species may carry diseases or parasites that are foreign to the native population.  They also may compete with native organisms for existing resources or alter the food chain in that current system.  Some farmed species have altered genes in their DNA; these species can introduce potentially damaging new genes into the wild.  For example, interbreeding of farmed and wild fish can create transgenic fish, i.e. fish that can adversely affect the genetic makeup and decrease the fitness and survival rate of the wild populations.  One way to prohibit reproduction of transgenic fish may be to farm only sterile female fish, but this technique has not yet been approved. 

3.2 Fishmeal

Certain types of aquaculture, such as shrimp and salmon farming, use very large quantities of wild-caught fish as feed in the form of fishmeal or fish oil.  Fishmeal is a large component of feed given to carnivorous fish.  A big concern is that using fishmeal to feed farmed fish takes food away from natural stocks.  One common solution is to replace fishmeal with vegetable oil substitutes or soy.  However, this substitution can decrease fish growth rates, change fish flavors and colors, and reduce beneficial concentrations of healthy material.

3.3 Diseases and Parasites

Disease and parasite transmission is also a problem of major concern.  Due to the high concentration of fish in an aquaculture cage or pen, diseases and parasites can be transferred between one another easily, and then be transmitted to native stocks.  To reduce the transmission of disease, farms may stock certified pathogen-free fish, reduce fish stress, and filter effluents when possible.  In some states, strict regulations are in place, which involve the quarantine and testing of species for diseases and parasites.  Many states have also implemented disease testing and certification programs for animals that are being imported.   

3.4 Eutrophication

3.4.1 Nutrient Pollution

The release of large quantities of nutrients poses a major pollution problem to the oceans’ ecosystems.  High nutrient concentrations result from the release of certain compounds in fish wastes from aquaculture facilities, which may adversely affect wild stocks.  If these excessive nutrients spread into nearby water, they may damage the water quality and create unwanted algae or deadly organisms.

3.4.2 Antibiotics

Antibiotics are often added to fish feed to help reduce the mortality rate of the stock from bacterial diseases.  Unfortunately, these antibiotics pose several environmental threats, such as accumulation of antibiotics in sediments and in fish and shellfish.  These antibiotics can adversely affect human consumers.  The biggest threat is the possibility that bacteria can develop a drug-resistant strain that could be passed on to humans or animals.  The FDA must approve any drugs used for aquaculture.  This process is expensive, time consuming, and current funding for new antibiotics is scarce.
 

3.5 Chemical Pollution

Chemical pollution results from the leakage or dumping of biologically disruptive chemicals into the environment.  Herbicides and pesticides contribute to chemical pollution.  Eventually these chemicals can work their way through the food chain, damaging many seafood populations.

3.6 Habitat Modification

Habitat modification caused by aquaculture sites also negatively impacts the environment.  Over time, eutrophication (the gradual increase in the concentration of phosphorus, nitrogen, and other plant nutrients in an aging aquatic ecosystem) greatly disrupts the ecosystem and can destroy the wild stock population.  Aquaculture developments sometimes change seabeds or landscapes, and result in habitat destruction.  Often the newly created environment cannot sustain the natural balance, causing marine life to die out or move to new areas. 

4. Aquaculture’s Potential

For years, the aquaculture industry has been overshadowed by the negative effects it can have on the environment when proper precautions and procedures are not taken.  Modern aquaculture also has been criticized by environmentalists because it is still in its relative infancy.  It lacks the same level of support that its sister agriculture industries currently receive. 

However, there is a great deal of good that can come from a safe, regulated, and sustainable aquaculture industry.  Because aquaculture is the fastest growing segment of U.S. agriculture, and its growth is expected to continue, it is important that its benefits be maximized, but not at the expense of the environment.

           

4.1 Food Production

The most prominent benefit of aquaculture is the ability to mass-produce large quantities of seafood.  In many ways, aquaculture is similar to the current practice of raising terrestrial animals and agricultural crops.  Seafood produced through aquaculture can be bought and sold in the United States’ domestic markets and can be exported to other countries around the world.

Through aquaculture production, markets will no longer be dependent upon a seasonal seafood supply.  Many, if not all, species of farm-raised seafood will be made readily available throughout the year, providing fresher seafood and cheaper prices for the consumer.

 

4.2 Economic Benefits

The expansion of the U.S. aquaculture industry could create jobs for many people, at aquaculture sites and beyond.  A demand for labor would be expected in all the associated industries, such as packaging and processing, which would result in a diversification of the seafood industry.

Seafood importation is the second largest contributor to our nation’s trade deficit, after oil.  If the United States were to possess the capacity to produce large quantities of seafood through aquaculture, its seafood trade deficit could be reduced significantly.  The U.S. would no longer need to rely so heavily on foreign imports.

The industry itself is very cost effective.  Though a good deal of investment capital is required to get an aquaculture site operational, the industry as a whole makes very good use of its resources.  In recent years, the public and scientific communities alike, have become increasingly conscious of food conversion ratios, or the amount of protein consumed versus the protein produced.  However,  ratios are often better for fish than for terrestrial animals such as cattle, poultry, or swine.  According to Gifford, aquaculture has the lowest ratio at less than 2 lbs of fishmeal for every 1 lb of fish.  Poultry is second, with a ratio of more than 2:1.  The ratio for pigs is greater than 4:1.  And beef sits last with a ratio that is roughly 7:1.  When compared to all types of agriculture, it is obvious that the aquaculture industry is not as ineffective as formerly believed.
 
 

4.3 Enhancement Benefits

Seafood grown through aquaculture not only provides excellent sources of protein, but also enables fish species to be available for reintroduction into the wild, in lakes, rivers and streams, and into the ocean.  Fish hatcheries are already using stocks raised through aquaculture to supply lakes and rivers, and occasionally for recreation.

Aquaculture complements traditional commercial fishing by reducing the market dependence on wild-caught fish.  However, enhancement through aquaculture must be paired with good fishery management.  It is critical to relieve pressure on wild stocks, and stabilizing or lowering the amounts of fish that can be caught creates the opportunity to naturally replenish their numbers.  If commercial fishing is allowed to continue unrestricted, fishermen will continue to deplete the ocean resources causing further problems.


5. Principles of the Current Aquaculture Debate

 The risks and benefits of aquaculture operations in the United States have led to a heated debate between stakeholders.  Because they will gain or lose from development of this industry, every stakeholder brings an opinion to the debate.  These views often lead stakeholders to misrepresent the facts to support their positions, especially on particularly heated issues such as salmon and shrimp farming.  Stakeholders who favor this industry often do not understand the risks of the current aquaculture enterprise, while stakeholders who oppose this industry fail to comprehend the benefits.  

The stakeholders essential to the aquaculture debate can be categorized into three main groups, each affecting the development of U.S. aquaculture in a distinct way.  First there are the government agencies that are the policy and regulation makers.  Second there are non-government organizations, especially environmental action groups, that most directly reach and influence the general public.  There are also industry organizations representing fishermen and fish farmers. 

People involved in the seafood industry possess a wide range of outlooks about aquaculture, depending upon their particular business sector.  Due to personal economic concerns, most fishermen tend to oppose aquaculture operations, while fish farmers are in favor, because of their personal economic gains.

Overall, the general public knows very little about aquaculture; most people do not even distinguish whether the fish they eat are farmed or wild-caught.  But it is the public that most directly affects the demand for seafood, and therefore affects the economic standing of fishermen and fish farmers.

Before any major expansion of the U.S. aquaculture industry occurs, the undesirable effects must be resolved.  Aquaculture is going to take place in the U.S., no matter what; what is important is that it continues in a sustainable and environmentally friendly manner.

6. Methods

6.1 Project Objectives

The goal of this project was to provide NOAA with an independent assessment of the positions of various stakeholders relative to U.S. aquaculture and explain the impacts of these positions on the developing aquaculture industry of the U.S.  To explore the environmental issues surrounding aquaculture, the project team used two methods: archival research and interviews, the latter providing the most effective way to gain insight into the aquaculture debate.
 

6.2 Archival Research

Archival research was conducted prior to any interviews.  It included searching websites, journals, books, and other printed materials for information about aquaculture and the organizations involved in the industry.  By doing archival research first, the project team gained an initial familiarity with the agencies and organizations to be interviewed, thus enabling the interviews to be more efficient and effective. 

6.3 Interviewing

            The interviews were most helpful in identifying key players’ viewpoints on aquaculture.  Three categories of principle stakeholders interviewed were: government organizations, NGOs, and industry spokespeople (such as fishermen).  To obtain interviews, the project team first sent emails or made phone calls.  Personal interviews were sought, but in cases where they were unobtainable, questions were asked via email or phone.  

Two sets of interview questions were used - one for NGOs and one for government agencies.  The questions, which appear and Appendices C and D, were tailored slightly to better suite particular organizations or agencies, and in some cases, to meet time constraints. 

6.3.1 The Interview Process

The process of drafting and editing, the interview questions was an important step to ensure success during the interviews.  Subtleties in wording were critical; each person we interviewed must completely understand the questions.  The project team felt that, by expressing no opinions during the interviews, it would elicit the true attitudes of those being interviewed.  To accomplish this goal, during face to face interviews team members took turns asking questions and all members took notes.  One team member asked the questions and the other two took notes during telephone interviews.  Emails required no note taking, only analysis.  Following all personal and telephone interviews, all notes were compared and then typed up into interview transcripts.  The comparison of team members’ notes ensured the accurate recording of all key words and phrases from interviews.  Overall, the more objective the project team was, the better its information will be for NOAA’s use.

7.         Results

7.1 Introduction

Twenty-five groups were contacted throughout the project.  Sixteen groups were interviewed: five government agencies, nine NGOs, and two (PCSGA and LSU) that did not fit into either of these categories.  Two groups (Oldways and PEW Oceans Commission) declined interviews but still provided some useful information.  A detailed account of the information ascertained from the interviewing process is presented in this section.  (For interview transcripts, please see Appendices G through V.)

One thing discovered after doing a number of interviews was that each person had a difficult time giving his or her agency’s opinion; often times they could only provide their personal views. Each person interviewed had a substantial input into publications, policies, and activities that occur at their respective agency or organization; so to some degree what we received was a part of the organization’s opinion.


7.2 Summary of Groups Interviewed

 

Group:

Person Interviewed:

Type:

Government Agencies:

   

Environmental Protection Agency (EPA)

Marta Jordon and Marvin Rubin

Face to Face

National Marine Fishery Service (NMFS)

Susan Bunsick

Face to Face

National Ocean Service (NOS)

Cheryl Graham

Face to Face

Seagrant

Dr. Ronald Baird

Face to Face

United States Aquaculture Program (USDA, CSREES)

Max Mayeaux

Face to Face

     

Non Government Organizations:

   

American Fisheries Society (AFS)

Jessica Geubtner

Phone

Blue Ocean Institute (BOI)

Carrie Brownstein

Phone

Conservation International (CI)

Bambi Semroc

Face to Face

Environmental Defense (EDF)

Tim Fitzgerald

Phone

International Association of Fish and Wildlife Agencies (IAFWA)

Eric Schwab

Face to Face

Louisiana State University Research Station

John A. Hargreaves

Phone

Monterey Bay Aquarium (MBA)

Jennifer Dianto

Email

National Fisheries Institute (NFI)

Dan Herman

Phone

Pacific Coast Shellfish Growers Association (PCSGA)

Robin Downey

Phone

SeaWeb

Brendan O'Neill

Phone

World Wildlife Fund (WWF)

Katherine Bostick

Face to Face

     

Those we contacted but did not interview:

   

American Institute of Biological Sciences (AIBS)

Adrienne J. Froelich

Email

Audubon Organization

 

Phone

Directory of North East Regional Aquaculture Extension

 

Email

Fish and Agriculture Organization of the United Nations (FAO)

 

Phone

Greenpeace (GP)

Carol Gregory

Phone

Marine Conservation Biology Institute (MCBI)

Hannah Gillelan

Email

Oldways Preservation and Exchange Trust

K. Dun Gifford

Phone

PEW Ocean's Commission (PEW)

bakkour@seachangecenter.org

Email

Southern California Commercial Fishing Association (SCCFA)

Orlando Amoroso

Email

The Nature Conservancy

 

Phone

Table 1 : List of Groups Interviewed

7.3 Non Government Agencies

7.3.1 American Fisheries Society

The American Fisheries Society (AFS) is the oldest non-profit organization in the United States. It is currently composed of roughly 9000 members from all around the world.  These members come from government fish and wildlife agencies, academia, and the fishing industry.  Its primary mission is directed at helping to establish sustainable fisheries as well as healthy environments.

The AFS supports aquaculture and its continued development.  It realizes that demands for seafood are rising and views aquaculture as a solution to meeting this demand.  However, AFS wants best science practice and better techniques to be researched and implemented within the industry.  It wants the focus on scientific research, which will lead to better aquaculture practices, and believes that federal and state regulations must be taken further.  AFS also suggests health monitoring systems and higher standards emphasizing food safety.  One interesting concept mentioned in the interview, which was not heard from other organizations, was that of teaching good aquaculture curricula in the schools in order to promote better science. 

The AFS views the aquaculture industry as very beneficial and one that will continue expanding. It believes that the United States is headed in the right direction to make the industry sustainable and viable, but that much work still needs to be done.  To that end, it urges the government to promote consistent guidelines that incorporate input from individual states.
 
                                                                                     

7.3.2 Conservation International

Bambi Semroc, who works in the Center for Leadership division of the Conservation International (CI), said CI works to protect biodiversity hot spots around the world.  These hot spots dictate where they operate and conduct their research. Currently there are 30 field offices that work closely with fish farmers.  CI’s involvement with aspects of the aquaculture industry only occurs if a CI team is called to a hot spot that may have an aquaculture site, or be adjacent to one. 

The threats that trigger CI action include environmental risks that CI associates with aquaculture. These include mangrove destruction, fishmeal and fish oil, biodiversity pollution and antibiotics.  One of CI’s current projects involves assisting the shrimp industry in Mexico, where it is working to buy out trawlers and to keep the industry clean and environment friendly.

CI is also conducting research at its headquarters to develop standards regarding aquaculture’s “good” and “bad” aspects.  CI views the risk of aquaculture to be the environmental hazards, and the benefits to be the industry’s ability to provide an economical source of seafood for U.S. consumers.  Cultured fish can be farmed all year long for a plentiful source of protein. Ms. Semroc added that CI is also researching the potential for aquaculture to provide relief for wild stocks, but has yet to be form an opinion on that issue.  She noted that, although aquaculture has not yet helped replenish the wild fish numbers, it plays a major role in certain areas of the industry, for example catfish raised in Mississippi’s fresh ponds farming industry.  This CI representative gave the aquaculture industry a “mostly neutral” rating, but added that, with further research and more scientific investigation, aquaculture could be extremely helpful in taking the pressure off of wild, caught fish. She also felt that imports of seafood produced through aquaculture were very important to the U.S. economy since they could supplement production from the U.S. domestic seafood industry. 

7.3.3 Environmental Defense

Environmental Defense (EDF) is one of the nation’s leading environmental advocacy groups.  It seeks to protect the nation’s resources through fair and economic means.  Primarily a science-driven organization, EDF examines various environmental problems and works to develop solutions that will gain support from interested groups.  Its goal is to remain as neutral as possible in order to be as fair as possible.

Tim Fitzgerald of EDF’s Oceans Department told the project team that most of that department’s work relates to the most prevalent items in the current seafood market, many of which come from the aquaculture industry.  It examines different types of seafood produced through aquaculture processes, and measures them against EDF’s criteria.  EDF does not view aquaculture as entirely bad and has devoted fulltime staff to this area.

According to Fitzgerald, technological advances in the aquaculture industry are developing rapidly, but while they may be more efficient, such advances may not be better.  EDF supports establishing broad, all-encompassing policies governing aquaculture, but recognizes the challenge given the many different types of aquaculture, which exist.   EDF wants standards developed from input of industry and environmental groups, and then implemented by the government.  Mr. Fitzgerald noted that guidelines are not always followed by industry because they did not have a hand in their development.  EDF is encouraged to see that the aquaculture industry is starting to come forward and to seek help to demonstrate that they are trying to conduct their operations in a sound environmental manner.  EDF also believes that best management practices must be adopted by the industry.

EDF realizes that people are going to eat seafood, and to suggest, “don’t eat these things,” is a near-impossible task.  Instead, EDF recommends better options and that the U.S. government focuses on its domestic seafood production and support the promotion of better practices.

 

7.3.4 The International Association of Fish and Wildlife Agencies

The International Association of Fish and Wildlife Agencies (IAFWA) is a member-based organization consisting of public fish and wildlife agencies throughout the United States and Canada.

It represents its members, coordinates policy, and helps to promote and establish positive multi-state conservation initiatives.   Most IAFWA members are in charge of hatcheries and fisheries.  The organization also sits on the JSA as an adjunct member and seeks to ensure that aquaculture is conducted in an environmentally friendly manner.  Though not a federal agency, its members work closely with state and local government to help establish guidelines.

As an organization directly involved with the primary managers of the nation’s fish and wildlife, the IAFWA is very interested in the potential effects that aquaculture may have on natural habitats.  In turn, it sees aquaculture as a possible solution to the current problem of depleted natural fish stocks, acknowledging that restoration benefits are tremendous.  However, the IAFWA also recognizes that eutrophication is a top industry concern. 

The IAFWA believes the current aquaculture industry has concerns that need to be addressed, and that new policies and enforcement systems need to be considered as technology advances in this industry.  It also supports establishing a partnership of state and federal agencies to bring available expertise to ensure that the industry operates in a responsible manner.
 

7.3.5 Monterey Bay Aquarium

The Monterey Bay Aquarium’s (MBA) Seafood Watch Program mission is to “shift the buying habits of seafood consumers and purveyors to support sustainable fisheries and aquaculture options” (Jennifer Dianto. Internet Interview. 1 Dec 2003.).  MBA creates awareness about the sustainability of seafood sources while developing regional and national seafood recommendations.  The group also hopes to “strengthen their research base and make it more accessible to the public” (Jennifer Dianto. Internet Interview. 1 Dec 2003.).

The MBA’s Seafood Watch Program wants to produce safe, sustainable, well- regulated aquaculture products.  While they believe that aquaculture does have a “tremendous opportunity to maintain a supply of seafood while relieving pressure on wild fish” in an environmentally friendly way, they feel that one of the biggest problems with the U.S. aquaculture industry is its lack of “consistent standards” in regulations.  They call for “smart growth” (Jennifer Dianto. Internet Interview. 1 Dec 2003 ).  Dianto said “any standards should be set with a window to adjust those standards to best respond to new information.”

MBA’s Seafood Watch Program targets the public with its informational packets on “Best Choice” seafood.  These recommendations are based on the MBA’s Seafood Watch Program’s criteria for sustainable aquaculture. 

 

7.3.6 National Fisheries Institute

The National Fisheries Institute (NFI) is a trade association for the fish and seafood industry.  It works in conjunction with a wide variety of businesses, from as small as single-family business to as large as multinational corporations.  NFI promotes an ample and sustainable industry.  It helps its partners succeed in the seafood market by providing technical expertise and running seminars as well as disseminating information and literature on technological advances, industry developments and other useful reports.  

NFI works primarily as a science and technology group.  Its pro-aquaculture stance comes from a recognition that aquaculture has become a more prominent part of the seafood industry and will grow in importance in the years to come.  NFI sees tremendous potential for the industry in the United States, but feels it is being thwarted by regulations.  It believes that current policy is sufficient, but also recognizes that more needs to be done in areas like the EEZ.  In NFI’s opinion, aquaculture is an important way to compliment traditional commercial fishing practices, and the industry must take a leading role in the development of guidelines for it.
 

7.3.7 Pacific Coast Shellfish Growers Association

Shellfish aquaculture is different from other aquaculture, because shellfish are filter feeders and, therefore, are not “fed.”  These aquatic animals clean water by their filtering, and fertilize sea grasses with their feces.  The Pacific Coast Shellfish Growers Association (PCSGA) oversees all shellfish production on the Pacific coast.  The project team spoke with Robin Downey to ascertain her organization’s positions and viewpoints on aquaculture.

The Pacific coast shellfish industry is comprised mostly of oysters growers, with some clam and mussel production.  This industry began about 130 years ago, with the farming of the Olympia Oyster, a native species that had been critically depleted due to over-harvesting and pollution.  In the 1920s, the Japanese Schick Oyster was brought over from Japan and became the new major crop.  One of the pitfalls of shellfish farming is the introduction of non-native species. Downey said that, in the past, invasive species have been a problem.  The Spartina, an invasive weed from the East coast, has taken over many estuaries.  At this point, regulations are quite strict and no new invasive species have been known to enter the ecosystem. 

The PCSGA believes that the huge seafood trade deficit can be partially alleviated by shellfish farming.  Shellfish have a high protein concentration and very low fat, and do not cause as many controversial environmental problems as other forms of aquaculture, so they are a good option for future seafood demand. 

The PCSGA considers itself extremely in favor of aquaculture in the United StatesDowney says, “the fact of the matter is that we need to feed people and fish are a healthy food source.”  She believes that there is room for improvement in the aquaculture industry, but overall that it is pretty safe.  We need to further develop safe and sustainable ways to produce seafood, which is very important to the economy of the United States.  People need to realize that a broader look needs to be seen.  The aquaculture industry needs to be compared to land-based farming.  There is less harm to the natural environment with seafood farming, she said.
 

7.3.8 SeaWeb

The mission of SeaWeb is to raise awareness of environmental impacts, good and bad, and encourage a sustainable aquaculture industry.   According to Brendan O’Neill of SeaWeb’s clearinghouse, SeaWeb believes that there is a need for aquaculture, but the industry must be operated in an environmentally sound and sustainable manner.  In order to gain this sustainable industry, SeaWeb believes that a third party needs to be brought in to help sort out the conflicting viewpoints and propose policies that will drive the industry to sustainability.   SeaWeb currently feels that U.S. regulations and policies are inadequate to preserve environmental quality. All policies point toward development of the aquaculture industry, but none take into consideration any of the environmental hazards of pollution, invasive species disease, nutrient wastes, habitat destruction, risk to the commercial industry, and a decline in coastal property.

SeaWeb also views the benefits of aquaculture to be economic ones, including an expanded and healthier seafood supply and more jobs for the public.  This organization distributes material both through its website (www.seaweb.org) and through the mail to inform the public, government, other organizations, and the commercial fishing industry about SeaWeb’s positions on aquaculture in the United States

 

7.3.9 World Wildlife Fund for Nature

Katherine Bostick, an aquaculture and agriculture researcher at the World Wildlife, explained that the WWF’s mission is to preserve the environment’s biodiversity and to promote conservation nationwide. WWF works with industry ecologists, producers of farmed aquatic animals, and consumers. Concentrating on such seafood industries as shrimp, tilapia, trout, catfish, aboline mussels, scallops, and seaweed, WWF is trying to encourage these industries in adopting certifications, such as ecolabeling, to help promote environmentally friendly seafood.

WWF believes that the risks of aquaculture vary with each of the different species.  For example, from its work with the tilapia industry, WWF learned that this fish often escapes into the wild, and can become an invasive species because they can thrive in almost any quality of water.  WWF has concerns about the fish feed used in the aquaculture industry, specifically shrimp and salmon production.  

WWF’s Bostick also said that, aside from the risks, aquaculture is a great source of food production, is the only way to meet the growing U.S. demand for seafood, and can combat the diminishing sources of wild harvest fish.  WWF believes that; if aquaculture methods are followed in both an environmentally- and socially-friendly manner, the industry can help bring jobs and economic prosperity to poor U.S. communities.  She cited the catfish industry in Louisiana and Mississippi, which has significantly improved the lives of underprivileged individuals by providing local jobs and a low-cost source of food. She said WWF is aware of the controversies surrounding the aquaculture industry, but believes they all can be corrected and feels that with proper controls, aquaculture has more potential then commercial fishing to produce an environmentally friendly ecosystem.

 

While Ms. Bostick works abroad for WWF, and is not familiar with the specifics of legislation under development to change the aquaculture regulatory structure, she said her organization feels loopholes in the current regulatory framework should be closed.  WWF supports best management practices for the aquaculture industry; and recommends that an independent entity or consultant work with other NGOs and federal agencies to update certain aquaculture policies and guidelines and to operate an improved certification process.  WWF believes that the certification process should not be controlled by the aquaculture industry, as is the current situation.  Ms. Bostick provided some handouts and directed the project team to the website: www.enaca.org/shrimp for some more information.

 

7.3.10 Blue Ocean Institute

The Blue Ocean Institute (BOI), formerly part of Audubon Society, is dedicated to developing practical solutions to our world’s conservation challenges.  BOI wants sustainability in the aquaculture industry. 

Carrie Brownstein said BOI rates some aquaculture methods as better than others, and supports methods that are sustainable.  Using criteria for sustainability developed in cooperation with Environmental Defense, BOI evaluates aquaculture systems and then decides whether or not to support each type.  While BOI believes that aquaculture is a growing industry “there is no sense in not acknowledging that,” says Ms. Brownstein.  (Carrie Brownstein. Phone Interview. 5 Dec 2003.)  It also strives to influence the aquaculture methods used.  BOI runs a seafood consumer education program that publishes a seafood mini guide.  The guide advises consumers about the types of seafood that BOI feels should be purchased.  Thus, BOI feels it can shift market sales for certain seafood by targeting public information to businesses and consumers, and use the changed public attitudes to force change in the aquaculture industry.  Industry will not thrive on specific types of aquaculture that are not profitable, Ms. Brownstein explained. 

BOI’s concerns match those of other environmental groups: fish feed, impacts on wild fish stocks, chemicals, water quality, and invasive species.  But it also sees aquaculture’s great potential, including such benefits as relieving pressure on wild stocks, improved water quality, and economic payoffs. BOI also believes that the U.S., although ahead of the rest of the world, is still lacking a coherent federal industry regulation.  Best management practices need to be applied to industry, where they will have the most impact.

 

7.3.11 Louisiana State University Research Station

For many years, John Hargreaves has taught aquaculture methods and conducted research studies on aquaculture in Louisiana and Mississippi.  He noted that Mississippi “has the largest aquaculture industry in the U.S., which is catfish.” (John Hargreaves. Phone Interview. 21 Nov 2003)  He believes that the aquaculture industry in the U.S. has a “good sense of morality and people are trying to do the right thing.”  He also believes that the perceptions of risk are far out of balance with reality, and need to be weighed against scientific fact.

Professor Hargreaves also said that fish tend to be more efficient than terrestrial animals at converting protein and fishmeal, which is beneficial to fish farmers and consumers.  Other benefits are economically based; local communities in his area rely heavily on this industry for jobs and food.  He is unsure whether farmed fish will help replenish the wild stocks.

  

7.4 Government Agencies

7.4.1 Environmental protection Agency